As wealth management firms increasingly leverage online reviews and testimonials for business growth, Wealthtender has partnered with Hadrius to launch the Testimonial Compliance Scanner (TCS). This innovative service assists compliance and marketing teams in adhering to SEC Marketing Rule requirements.

• Purpose and Function:

  • TCS Introduction: Testimonial Compliance Scanner (TCS) uses Hadrius' AI-powered software to scan online reviews for content that may violate SEC Marketing Rule prohibitions.
  • Launch Offer: Wealthtender's advisory firm clients can access TCS at no additional cost through year-end.

• Benefits:

  • Efficiency and Compliance: TCS saves time for compliance and marketing teams by instantly flagging potential compliance issues, enabling firms to scale testimonial marketing efforts efficiently.
  • AI-Powered Review: Utilizes Hadrius' advanced AI technology for instant marketing review compliance, enhancing accuracy and speed.

• Company Statements:

  • Brian Thorp, Wealthtender Founder and CEO: Emphasizes Wealthtender’s role as the first SEC-compliant online reviews platform and the commitment to providing innovative benefits that help convert prospects into clients.
  • Thomas Stewart, Hadrius Founder and CEO: Highlights the collaboration with Wealthtender and the efficiency of Hadrius' software in streamlining the advertising review process.

• Hadrius Background:

  • Company Overview: Founded in 2023, Hadrius offers an all-in-one platform for SEC and FINRA compliance, used by over 100 compliance teams at notable firms.
  • Capabilities: The platform provides comprehensive compliance solutions, including communications archiving, real-time AI review, firm oversight, personal trading, and more.

The partnership between Wealthtender and Hadrius marks a significant advancement in compliance technology for wealth management firms. By utilizing the Testimonial Compliance Scanner, firms can ensure adherence to SEC Marketing Rule requirements efficiently, allowing them to focus on growth and client acquisition.