StarCompliance, a global leader in employee compliance technology solutions, has unveiled its latest innovation: the AI-Assisted Marketing Compliance Review solution. This new capability is designed to help marketing and compliance teams proactively manage regulatory risks related to promotional content. By leveraging AI to detect unsubstantiated claims and misrepresentations, StarCompliance empowers firms to ensure their communications are compliant with regulatory standards while reducing bottlenecks in the approval process.

“In today’s rapidly evolving regulatory environment, marketing and compliance teams need tools that not only reduce review time but ensure materials meet FINRA and SEC guidelines,” said Kelvin Dickenson, Chief Product Officer at StarCompliance. “This solution streamlines workflows, enhances oversight, and gives firms the confidence to move quickly while staying compliant.”

Features and Benefits of the AI-Assisted Marketing Compliance Review Solution

The new solution offers a range of advanced features that empower firms to ensure marketing materials meet all regulatory requirements:

• AI-Assisted Reviews: The AI-driven tool automatically flags risks within promotional content and, where necessary, recommends firm-approved disclosures from a client’s curated library.

• Configurable Intake & Assignment: Review submissions can be routed based on fund type or regulatory framework, ensuring proper handling and compliance.

• Multi-Format Support: Upload and review a wide range of file formats, including PowerPoint, Word, Excel, and PDF.

• In-App Collaboration: Teams can comment, edit, and compare versions of materials side-by-side, enhancing collaboration during the review process.

• Disclosure Library: The tool suggests the addition of approved disclosure language during the review process, reducing the risk of errors.

• Centralized Oversight: Firms maintain one source of truth with full version history and audit trails, ensuring transparency and accountability.

Empowering Firms with Streamlined Compliance Processes

By incorporating AI into the marketing review process, StarCompliance’s new solution helps firms reduce manual effort, speed up the approval timeline, and ensure compliance with industry regulations such as those outlined by the FINRA and SEC. This proactive approach to regulatory risk management is crucial as firms navigate the increasingly complex landscape of marketing and compliance in financial services.

Join the Webinar: Marketing Review Made Easy: AI Tools for FINRA & SEC Compliance

As part of its leadership role in compliance technology, StarCompliance is hosting a webinar titled Marketing Review Made Easy: AI Tools for FINRA & SEC Compliance on June 18, 2025, at 11 AM EST. During the session, industry experts will explore how automated marketing reviews are transforming how firms manage and adhere to regulatory guardrails. This is an excellent opportunity for marketing and compliance professionals to learn more about the practical applications of AI in compliance workflows.