US Capital Global is proud to announce the promotion of Pankaj Vashisth to the prestigious roles of Partner and Global Chief Compliance Officer (CCO). Headquartered in San Francisco with a significant global presence, US Capital Global is a leading full-service private financial group specializing in corporate finance, asset management, and capital formation services.

1. New Role and Responsibilities:

• Leadership in Compliance:
  • Vashisth will oversee regulatory and compliance functions for US Capital Global, including private placements and securities through US Capital Global Securities LLC.
• Administrative Operations:
  • He will manage the group’s administrative operations in Las Vegas, ensuring efficient compliance and operational processes.

2. Professional Background:

• Extensive Experience:
  • Vashisth brings over 20 years of expertise from Fortune 500 companies.
  • His background includes significant roles at Bank of America, Merrill Lynch, Swiss Re, First Data, and Deutsche Bank.
• Expertise Areas:
  • Experience in M&A, debt financing, real estate investment, asset management, and risk management.

3. Vision and Future Goals:

• Comment from Pankaj Vashisth:
  • “I am thrilled to take on the role of CCO at this pivotal time for US Capital Global. The company’s strong global presence and innovative ventures in FinTech, RegTech, and MarTech provide a unique position in the financial landscape. I am eager to leverage my compliance and leadership experience to drive further growth and performance.”
• Strategic Impact:
  • Vashisth will enhance the group's reputation and support its ongoing domestic and international expansion.

4. Company Endorsements:

• Jeffrey Sweeney’s Endorsement:
  • “Pankaj’s promotion to Partner and CCO is a testament to his valuable contributions. His deep understanding of our operations and global expansion strategy will significantly benefit our regulatory compliance and operational efficiency.”

5. Educational Background:

• Academic Achievements:
  • MBA from Fuqua School of Business, Duke University.
  • Master of Science in Health Information Science from the University of Texas.
  • Undergraduate degree in Engineering from Bangalore University, India.
    
    

Pankaj Vashisth’s promotion to Partner and Global Chief Compliance Officer marks a significant milestone for US Capital Global. His extensive experience and strategic vision are expected to drive regulatory excellence and operational success, further solidifying the company's position in the global financial market.